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Developing a Legal Compliance Program Checklist

by Practical Law Commercial Transactions

Maintained | USA (National/Federal)

This Checklist outlines the key steps to take and the principal issues to consider when developing, implementing, and maintaining a legal compliance program. It addresses program benefits, tone from the top, the role of chief compliance officer, coordination of internal resources, geographic and cultural challenges, risk assessment, hallmarks of an effective program, integration of mergers and acquisitions, program documentation, and compliance as a strategic partner.

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