Compliance Learning course catalog
Content for our course library is powered by world-leading regulatory intelligence and courses are updated in response to the latest regulatory and legislative changes. Browse our compliance training catalog to find the best course for your organization.
Viewing 31-40 of 84
Dodd-Frank Volcker Rule Essentials
This Dodd-Frank Volcker Rule training course provides an overview of the Volcker Rule, a part of the Dodd-Frank Wall Street Reform and Consumer Protection Act that came into effect on April 1, 2014. It summarizes the background, purpose, and scope of the Volcker Rule, and covers compliance...
This Drug-Free Workplace course explains the importance of and principles behind a drug-free workplace. It describes the serious problem of drug and alcohol abuse in the workplace and includes real-world compliance issues that employees should learn to spot and respond to appropriately.
Electronic Fund Transfer Act (EFTA)
This EFTA training course is highly recommended for employees of financial institutions who need to know about the EFTA and Regulation E. It covers the legal requirements for electronic fund transfers, issuing access devices such as debit cards, and disclosures to consumers, among other topics.
Ethics and Compliance Essentials
This Ethics and Compliance training course provides an overview of the economic sanctions programs administered by the Office of Foreign Assets Control (OFAC), including their key provisions and targets. It explains practical applications of the OFAC regulations, the penalties for noncompliance...
This Export Controls course provides an overview of export controls. It details the most common of "red flags" – situations presenting a risk of export-control violations – that employees of organizations that export items should learn to recognize and respond to appropriately.
The purpose of this course is to provide an overview of the fair dealing obligations imposed on the financial services sector when interacting with customers. It focuses on the Monetary Authority of Singapore’s (MAS) Fair Dealing Guidelines and the five fair dealing outcomes financial...
Fair Labor Standards Act (FLSA)
This FLSA training course explains the basic requirements of the FLSA, including issues involving minimum wage and overtime, how "exempt" employees are classified, independent contractors and recordkeeping requirements, among others. It is recommended for management-level employees and HR...
Family and Medical Leave Act (FMLA)
This Family and Medical Leave Act (FMLA) training course explains the fundamental requirements of the FMLA. It helps HR employees understand eligibility requirements and reinstatement policies that pertain to employees who must be absent from work for family and medical reasons. The course...
FAR Code of Conduct
This FAR Code of Conduct course is highly recommended for federal contractors and subcontractors. It provides essential training on the Federal Acquisition Regulation (FAR) rules that require certain government contractors and subcontractors to (1) adopt and promote a Code of Business Ethics...
This FATCA Essentials course covers the fundamentals of the US Foreign Account Tax Compliance Act (FATCA). It is intended for employees of all financial institutions and other entities that make or receive payments of income arising from a source within the U.S.