Compliance Learning course catalog
Content for our course library is powered by world-leading regulatory intelligence and courses are updated in response to the latest regulatory and legislative changes. Browse our compliance training catalog to find the best course for your organization.
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Fiduciary Activities of National Banks
This fiduciary training course explains Title 12, Part 9 of the Code of Federal Regulations (12 C.F.R. Part 9), which outlines how the Office of the Comptroller of the Currency (OCC) regulates the fiduciary activities of national banks. It is recommended for all employees of national banks that...
This Financial Crime course analyses financial crime topics, including money laundering, terrorist financing, fraud, and bribery and corruption. The course raises awareness of financial crime risks, laws and regulations, and systems and controls aimed at detecting and preventing such criminal...
This Financial Promotion course explains the Financial Conduct Authority (FCA) rules on financial promotions for investment business. These rules concern the way in which firms may market financial products and services to customers.
Foreign Corrupt Practices Act (FCPA)
This FCPA training course explains the major principles of U.S. anti-corruption law. It is intended to help employees understand the importance of FCPA compliance and recognize and respond appropriately to “red flags” -- situations that present a risk of FCPA violations. The course is based on...
Fraud Awareness and Detection
Learn how to detect and prevent corporate fraud and understand your responsibility to comply with the law and report misconduct.
This Fraud Prevention training course provides an overview of several types of financial fraud, including loan fraud, insurance fraud and investment fraud. The course explains each offence, highlights certain red flags that should raise concerns and explains how these concerns should be...
FX Global Code of Conduct
The purpose of this FX Global Code of Conduct course is to create awareness and generate adherence around the 6 themes and 55 principles set out in the Code, assess its application across countries and institutions, understand its practical application with real life scenarios and identify some...
General Data Protection Regulation (GDPR) Training
The dramatic increase in the use of personal information — and the associated risks — has resulted in the introduction of global data protection regulations. This course provides an understanding of new and wide-reaching requirements from the General Data Protection Regulation and those rules...
This Handling Complaints training course explains the principles and procedures for dealing with customer complaints promptly, fairly and effectively.
Health and Safety Training
This course helps employees understand the importance of health and safety at work, how to identify risks and hazards, and how to provide a "safe and healthy" environment. The course is available in four versions adapted for various industries and jurisdictions.