1. Home
  2. Products
  3. Compliance Learning
  4. Course catalog

Compliance learning

Compliance Learning course catalog

Our course library is powered by world-leading regulatory intelligence, tracking over 900 regulators and exchanges. Browse our compliance training catalog to find the best course for your organization.

    Viewing 21-30 of 77

    Conflicts of Interest

    This Conflicts of Interest training course describes the most common workplace conflict-of-interest situations and the circumstances in which they arise. It is intended to train employees of all types of organizations to recognize and avoid conflicts of interest, particularly with regard to...

    Customer Proprietary Network Information (CPNI)

    All telecommunication employees with access to consumer data are required to receive annual training on the proper handling of CPNI in sales transactions and everyday customer interactions. This 30-minute Customer Proprietary Network Information course is intended to help telecommunications...

    Cyber Resilience

    This course is intended to raise awareness on the concept of cyber resilience, defined as the ability of an organization to withstand or quickly recover from cyber events that disrupt usual business operations.Learners will gain an understanding of what cyber attacks look like and how they...

    Data Privacy and Security

    The Data Privacy course is intended to provide employees with an understanding of personal data and information, the background and principles of data protection, the consequences of not adhering to applicable laws and regulations, and employees’ responsibilities with respect to data...

    Dealing and Managing

    This Dealing and Managing training course provides an overview of the Financial Conduct Authority (FCA) rules aimed at providing appropriate protection for customers, including the best execution, customer order handling, and allocation and aggregation rules, as well as summarising the rules...

    Dodd-Frank Conflict Minerals

    This Dodd-Frank Conflict Minerals training course covers the fundamentals of the Conflict Minerals Rule, as it applies in light of the April 2014 court ruling that struck down portions of the Rule. It explains what employees need to know about conflict minerals in the supply chain, as well as...

    Dodd-Frank Essentials

    This Dodd-Frank compliance course provides an overview of the Dodd-Frank regulatory reforms and discusses some of the general, practical implications for financial companies. It is recommended for all employees who work in the financial services industry.

    Dodd-Frank Volcker Rule Essentials

    This Dodd-Frank Volcker Rule training course provides an overview of the Volcker Rule, a part of the Dodd-Frank Wall Street Reform and Consumer Protection Act that came into effect on April 1, 2014. It summarizes the background, purpose, and scope of the Volcker Rule, and covers compliance...

    Drug-Free Workplace

    This Drug-Free Workplace course explains the importance of and principles behind a drug-free workplace. It describes the serious problem of drug and alcohol abuse in the workplace and includes real-world compliance issues that employees should learn to spot and respond to appropriately.

    Electronic Fund Transfer Act (EFTA)

    This EFTA training course is highly recommended for employees of financial institutions who need to know about the EFTA and Regulation E. It covers the legal requirements for electronic fund transfers, issuing access devices such as debit cards, and disclosures to consumers, among other topics.