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Compliance learning

Compliance Learning course catalog

Our course library is powered by world-leading regulatory intelligence, tracking over 900 regulators and exchanges. Browse our compliance training catalog to find the best course for your organization.

    Viewing 31-40 of 77

    Ethics and Compliance Essentials

    This Ethics and Compliance training course provides an overview of the economic sanctions programs administered by the Office of Foreign Assets Control (OFAC), including their key provisions and targets. It explains practical applications of the OFAC regulations, the penalties for noncompliance...

    Export Controls

    This Export Controls course provides an overview of export controls. It details the most common of "red flags" – situations presenting a risk of export-control violations – that employees of organizations that export items should learn to recognize and respond to appropriately.

    Fair Dealing

    The purpose of this course is to provide an overview of the fair dealing obligations imposed on the financial services sector when interacting with customers. It focuses on the Monetary Authority of Singapore’s (MAS) Fair Dealing Guidelines and the five fair dealing outcomes financial...

    Fair Labor Standards Act (FLSA)

    This FLSA training course explains the basic requirements of the FLSA, including issues involving minimum wage and overtime, how "exempt" employees are classified, independent contractors and recordkeeping requirements, among others. It is recommended for management-level employees and HR...

    Family and Medical Leave Act (FMLA)

    This Family and Medical Leave Act (FMLA) training course explains the fundamental requirements of the FMLA. It helps HR employees understand eligibility requirements and reinstatement policies that pertain to employees who must be absent from work for family and medical reasons. The course...

    FAR Code of Conduct

    This FAR Code of Conduct course is highly recommended for federal contractors and subcontractors. It provides essential training on the Federal Acquisition Regulation (FAR) rules that require certain government contractors and subcontractors to (1) adopt and promote a Code of Business Ethics...

    FATCA Essentials

    This FATCA Essentials course covers the fundamentals of the US Foreign Account Tax Compliance Act (FATCA). It is intended for employees of all financial institutions and other entities that make or receive payments of income arising from a source within the U.S.

    FERPA

    This FERPA training course is intended to train school administrators, faculty and staff to understand and carry out their responsibilities under FERPA to protect student privacy and avoid jeopardizing the receipt of federal funding. It describes (1) the basic principles of the Family...

    Fiduciary Activities of National Banks

    This fiduciary training course explains Title 12, Part 9 of the Code of Federal Regulations (12 C.F.R. Part 9), which outlines how the Office of the Comptroller of the Currency (OCC) regulates the fiduciary activities of national banks. It is recommended for all employees of national banks that...

    Financial Crime

    This Financial Crime course analyses financial crime topics, including money laundering, terrorist financing, fraud, and bribery and corruption. The course raises awareness of financial crime risks, laws and regulations, and systems and controls aimed at detecting and preventing such criminal...