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This Financial Promotion course explains the Financial Conduct Authority (FCA) rules on financial promotions for investment business. These rules concern the way in which firms may market financial products and services to customers.
Foreign Corrupt Practices Act (FCPA)
This FCPA training course explains the major principles of U.S. anti-corruption law. It is intended to help employees understand the importance of FCPA compliance and recognize and respond appropriately to “red flags” -- situations that present a risk of FCPA violations. The course is based on...
This Fraud Prevention training course provides an overview of several types of financial fraud, including loan fraud, insurance fraud and investment fraud. The course explains each offence, highlights certain red flags that should raise concerns and explains how these concerns should be...
FX Global Code of Conduct
The purpose of this FX Global Code of Conduct course is to create awareness and generate adherence around the 6 themes and 55 principles set out in the Code, assess its application across countries and institutions, understand its practical application with real life scenarios and identify some...
General Data Protection Regulation (GDPR) Training
The dramatic increase in the use of personal information — and the associated risks — has resulted in the introduction of global data protection regulations. This course provides an understanding of new and wide-reaching requirements from the General Data Protection Regulation and those rules...
This Handling Complaints training course explains the principles and procedures for dealing with customer complaints promptly, fairly and effectively.
Health and Safety Training
This course helps employees understand the importance of health and safety at work, how to identify risks and hazards, and how to provide a "safe and healthy" environment. The course is available in four versions adapted for various industries and jurisdictions.
HIPAA Privacy and Security
This HIPAA training course explains the basic principles of the Health Insurance Portability and Accountability Act (HIPAA). It covers fundamental HIPAA privacy and security principles, such as administrative, physical and technical safeguards, handling and use of protected health information,...
Information Security Awareness
This Information Security training course provides important employee training on the essential principles, policies and practices that organizations use to protect and secure personal, proprietary or confidential data.
This Insider Trading course explains the laws prohibiting insider trading and the key components of insider trading law and policy. It provides guidelines to help all employees understand the law and avoid the serious civil and criminal penalties that can result from trading (or helping others...