Internal Investigations: Investigation Report

by Practical Law Litigation

A Standard Document providing an example of an investigation report prepared at the conclusion of an internal investigation. This Standard Document offers a structured framework for presenting the background, scope, factual findings, and legal conclusions of a corporate inquiry. It outlines key sections, including an executive summary, a description of investigative activities such as witness interviews and materials reviewed, and potential policy and personnel recommendations. This Standard Document also addresses the critical decision of whether to produce a written or oral report, outlining the associated benefits and risks. It explores methods for protecting attorney-client privilege and the work product doctrine, and it touches on important considerations surrounding the potential disclosure of the report, including under the Federal Rules of Evidence (FRE). This Standard Document has integrated drafting notes with important explanations and drafting tips.